HOME UK DUBAI AUSTRALIA CLIENTS CANDIDATES JOBS INTERNSHIPS VACANCIES 6 MONTH CONTRACT: INSTITUIONAL FUND MANAGEMENT COMPLIANCE £350 - £600 per day City 03/07/2008 CONTRACT: RISK GOVERNANACE & RSCA MANAGER £Market Rate + Bonus & Benefits (6 Months Minimum) Derby 03/07/2008 4 X RISK GOVERNANACE & RSCA ANALYST £Market Rate + Bonus & Benefits Derby 03/07/2008 INVESTMENT COMPLIANCE MANAGER - FUND MANAGEMENT EXPERIENCE REQ’D £70K - £85K + Bonus + Benefits City 01/07/2008 SENIOR COMPLIANCE SUPPORT – INVESTMENT BANKING £80K - £90K + Bonus + Bens City 01/07/2008 ADVISORY & POLICY MANAGER – FUND MANAGEMENT INCLUDING UCITS III EXPERIENCE REQ’D £85K - £100K + Bonus + Bens City 01/07/2008 ENTRY LEVEL – FINANCIAL CRIME ASST – CALL CENTRE /OPS BACKGROUND REQ’D £20K - £23K + Bonus & Benefits Midlands/Herts 30/06/2008 3 x COMPLAINT HANDLERS – PENSIONS EXPERIENCE NEEDED £25K + Bonus + Benefits Midlands/ North West 30/06/2008 Daylight Forensic & Advisory LLC – IT Roles (Forensic or Transaction Monitoring) £50,000 - £100,000 + Bonus & Benefits City 30/06/2008 Daylight Forensic & Advisory LLC - AML Policy Manager £60,000 - £70,000 + Bonus & Benefits City + Travel 30/06/2008 HEAD OF INTERNAL AUDIT (INVESTMENT BANK) – INTERNAL OR EXTERNAL AUDIT BACKGROUND NEEDED £100K + Bonus + Benefits City 30/06/2008 UK SUBSIDIARY COMPLIANCE MANAGER – MIDDLE EAST EXPERIENCE NEEDED 40,000 - 50,000 AED pm (TAX FREE – UK EQUIVALENT £100K - £130K) + Bonus & Bens Dubai 30/06/2008 HEAD OF COMPLIANCE – STOCKBROKING £90K + Bonus & Benefits Wharf 30/06/2008 HEAD OF COMPLIANCE & TECHNICAL SERVICES – LIFE & PENSIONS EXPERIENCE REQ’D £60K - £70K + Bonus & Benefits Midlands/North West 30/06/2008 COMPLIANCE CONSULTANT (PART TIME OR FULL TIME) - FUND MANAGEMENT OR SECURITIES BACKGROUND £50K to £80K Pro Rata + Bonus + Bens West End 30/06/2008 INVESTMENT MANAGEMENT RISK ANALYST £50K + Bonus + Excellent Bens City 30/06/2008 PART–TIME COMPLIANCE OFFICER – IFA / LIFE & PENSIONS BACKGROUND REQ’D £55K - £60K pro rata Maidstone, Kent 30/06/2008 INVESTMENT BANK PRUDENTIAL ADVISORY ROLES (AVP & ASSOCIATE) £ Market Rate + Bonus & Benefits London 30/06/2008 ASSISTANT COMPLIANCE MANAGER – COMMODITIES, ENERGIES OR DERIVATIVES KNOWLEDGE NEEDED £45,000 plus Bonus & Benefits West London 30/06/2008 COMPLIANCE & RISK OFFICER – ASSET MANAGEMENT £85K - £100K + Bonus + Bens Moscow 30/06/2008 SENIOR COMPLIANCE MANAGER – INVESTMENT & CORPORATE BANKING £60,000 – £70,000 plus Bonus & Benefits City 30/06/2008 FUND MANGEMENT SENIOR MANAGER – COMPLIANCE OR OPERATIONS EXPERIENCE REQ’D £75K - £80K + Bonus + Bens City 30/06/2008 GROUP COMPLIANCE ROLE – RETAIL BANKING OR INSURANCE BACKGROUND £60K - £70K+ Bonus & Benefits City 30/06/2008 CONTROL & COMPLIANCE MANAGER – AUDIT EXPERIENCE & GOOD FRENCH NEEDED Up to £80,000 plus Bonus & Benefits City 30/06/2008 PART-TIME STOCKBROKING COMPLIANCE – PRIVATE CLIENT EXPERIENCE REQUIRED Up to £80,000 Pro Rata Docklands 30/06/2008 ADVISORY & POLICY MANAGER – FUND MANAGEMENT INCLUDING UCITS III EXPERIENCE REQ’D £85K - £100K + Bonus + Bens City 30/06/2008 SENIOR COMPLIANCE OFFICER (INVESTMENT BANK) – FUND MANAGEMENT EXPERIENCE REQ’D £80K – £90K + bonus + benefits City 30/06/2008 COMPLIANCE CONSULTANTS – EXPERIENCE OF FUND REGULATION REQ’D €80K - €100K + Bonus Dublin 30/06/2008 INVESTMENT BANKING REGULATORY AFFAIRS (AVP LEVEL) £ Market Rate + Bonus & Benefits London 30/06/2008 2 x BUSINESS RISK MANAGERS – WEALTH MANAGEMENT OR LIFE & PENSIONS BACKGROUND REQ’D £35K - £40K + Bonus + Benefits Essex & Birmingham 30/06/2008 INTERNSHIP SUMMER 2008 – CITY BANK London 30/06/2008 SENIOR AUDIT MANAGER (INVESTMENT BANK) – INTERNAL OR EXTERNAL AUDIT BACKGROUND NEEDED £70K - £80K + Bonus + Benefits City 30/06/2008 SENIOR AUDIT MANAGER – RETAIL FINANCIAL SERVICES AUDIT (EXTERNAL OR INTERNAL) EXPERIENCE REQ’D £65K - £70K + Bonus + Benefits Surrey 30/06/2008 FUND MANAGEMENT COMPLIANCE & OPERATIONAL MONITORING MANAGER – AUDIT OR MONITORING EXPERIENCE REQ’D £60K - £80K + Bonus + Bens City 30/06/2008 FINANCIAL CRIME MANAGER – AML EXPERIENCE REQ’D £40K + Bonus + Excellent Bens Bournemouth 30/06/2008 HEAD OF FUND MANAGEMENT – GREENFIELD COMPLIANCE OPPORTUNITY £80K - £100K + Bonus + Bens City 30/06/2008 FUTURES & OPTIONS ASSOCIATION – OPERATIONAL COMPLIANCE DIRECTOR £85K - £100K + Bonus & Benefits City 30/06/2008 DEPUTY HEAD OF COMPLIANCE – ASSET MANAGEMENT EXPERIENCE REQ’D £70K - £80K + Bonus + Bens West End 30/06/2008 PRUDENTIAL TECHNICAL MANAGER – PROBABLE ACCOUNTING/BIG 4 BACKGROUND £ Market Rate + Bonus & Benefits (& Relocation) Bournemouth 30/06/2008 COMPLIANCE OFFICER – NEW YORK $130K - $150K + Bonus & Benefits New York 30/06/2008 SENIOR COMPLIANCE MANAGER – FUND MANAGEMENT EXPERIENCE REQ’D £60K - £70K + Bonus + Benefits Edinburgh 30/06/2008 PROGRAMME MANAGER – CHANGE MANAGEMENT EXPERIENCE REQ’D £60K - £65K + Bonus + Excellent Bens Bournemouth 30/06/2008 PENSIONS COMPLIANCE – FILE REVIEW OR FULL COMPLIANCE BACKGROUND £30K – £45K + Bonus + Benefits Kent 30/06/2008 STOCKBROKING COMPLIANCE – COMPLIANCE EXP OR LAW GRADUATE £25K - £30K + Bonus + Bens City 30/06/2008 COMPLIANCE MONITORING – FUND MANAGEMENT EXPERIENCE REQ’D £50K - £60K + Bonus + Bens City 30/06/2008 COBS ANALYST (AVP) – FSA CURRENT OR PREVIOUS EXPERIENCE REQ’D £ Market Rate + Bonus & Benefits London 30/06/2008 TRADE SURVEILLANCE OFFICER – EXCHANGE BACKGROUND USEFUL £80K - £90K plus Bonus & Benefits City 30/06/2008 SENIOR COMPLIANCE MANAGER – RETAIL FUNDS & SUPERVISORY EXPERIENCE REQ’D £90K- £100K + Excellent Benefits West End 30/06/2008 COMPLIANCE MANAGER– FUND MANAGEMENT & LIAISON EXPERIENCE REQ’D £70K - £80K + Bonus + Bens Docklands 30/06/2008 TECHNICAL & POLICY MANAGER - LIFE & PENSIONS £50K - £55K + Bonus + Benefits Liverpool 30/06/2008 SENIOR COMPLIANCE MANAGER – CAPITAL MARKETS Up to £110,000 plus Bonus & Benefits City 30/06/2008 COMPLIANCE ASSISTANT - LIFE & PENSIONS INTERPRETATION £25K - £30K + Bonus + Benefits Liverpool 30/06/2008 2 x COMPLIANCE ANALYSTS – FUND MANAGEMENT COMPLIANCE OR ACCOUNTING/ADMINISTRATION EXPERIENCE £30K - £35K + Bonus + Benefits Edinburgh 30/06/2008 © 2007 Compliance Recruitment Solutions. 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