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Job Specification

VP Trade Floor Compliance - French speaker with good advisory experience of local regulations from investment banking/securities trading

€80K - €100K + Benefits & Bonus | Paris
Ref: 3570J

Continental Europe & Russia / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

Our Client, a multinational Investment Bank, are looking to recruit a new Trade Floor VP to support, monitor and ensure that the local business area is aware of and comply with their local regulatory requirements.  Duties will include:

• Provide advice on changes to local regulatory requirements/frameworks
• Provide real time trading advice
• Monitor conduct risk / trading violations and report on findings
• Conduct email and voice reviews and follow up on any issue that may arise
• Interact with other roles for the purpose of management of regulatory compliance issues
• Ad hoc projects

You must be a fluent French speaker with good advisory experience of local regulations of investment banking/securities trading.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com                                                          

 

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