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Job Specification

12 Month Fixed Term Contract: Compliance Monitoring Analyst – Compliance Monitoring or Internal Audit Experience Required

£50K- £58K + Benefits | West End
Ref: 3467R2

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Contract

 
 
Our Client, a leading Private Bank, is looking for a compliance analyst to join their compliance monitoring team on a 12-month fixed term contract. Duties will include:
 
• Provide compliance assurance in support of the annual compliance monitoring plan by preparing thematic reviews and projects as required
• Identify, monitor, analyse and assess any issues arising from the compliance monitoring plan in conjunction with the business
• Collate relevant action plans in conjunction with stakeholders and derive the appropriate MI from the same
• Review breach registers, incident reports, complaint logs and any other appropriate records
• Ensure that the compliance manual, other manuals and internal policies are up to date
 
The ideal candidate should have experience of compliance monitoring or internal audit from a regulated financial services organisation.
 
For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at dcrook@compliancerecruitment.com
 

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