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Job Specification

6 Month Fixed Term Contract: Compliance Monitoring Manager – Retail Banking or knowledge of banking products experience essential

£40K pro rata + Benefits | City
Ref: 3475R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Contract

Our client, the London office of a leading international bank, is looking for a Compliance Monitoring Manager. The main duties are as follows:
• Provide support to the Head of Compliance /MLRO by undertaking thematic reviews in accordance with the compliance monitoring plan
• Ensure any actions arising from the compliance monitoring plan have been addressed by the business/support functions in a timely manner
• Ensure any changes arising from the compliance monitoring plan are recorded across the appropriate manuals, policies and procedures
• Prepare management reports based on the analysis of issues arising from the compliance monitoring plan
• Assist on ad hoc projects, as required by the Head of Compliance, including preparation of Compliance reports to management, Board and Board committees
The ideal candidate should have experience of compliance monitoring from a retail banking background or from a wider financial services position featuring banking products.
For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at

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