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6 Month MiFID II Contract – Fund Management or Asset Servicing Experience Required

£400 - £500 per day | Kent
Ref: 3456J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Contract

Our client, a niche financial services firm, are looking to recruit a MiFID II consultant to deliver an environment in line with industry and regulatory requirements, ensuring key regulatory risks are understood in particular MiFID II and distribution status, with an appropriate framework. Duties will include:
• Leading and providing rigorous and accurate guidance and regulatory support to senior management and other colleagues across the business
• Providing accurate and rigorous technical assessments of regulatory permissions
• Leading an effective risk based monitoring program ensuring business delivery complies with applicable regulatory and industry best practice and enhancing this program where necessary to reflect changes to strategy, business model and regulatory requirements
• Prepare reports and papers on compliance and any other subject related matters for discussions at Board, Group Audit, Risk and Compliance Committee, external and internal meetings
The ideal candidate should have significant experience of FCA regulations within a regulated financial services environment covering fund management or asset servicing with an in depth knowledge of MiFID II to enable the successful candidate to provide accurate and rigorous technical and regulatory advice.
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

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