Search Jobs

Job Specification

Compliance Advisory (6 Month Contracts) – Exchange Traded Fixed Income Experience with COBS & MAR Knowledge Required

£400 - £600 per day | City
Ref: 3541J3

UK & Ireland / Anti Money Laundering (inc CDD/KYC) / Compliance (inc Conduct Risk/COBS) / Contract

 
 

Compliance Advisory (6 Month Contracts) – Exchange Traded Fixed Income Experience with COBS & MAR Knowledge Required

Ref: 3541J3 £400 - £600 per day City

Our client, a leading Global Investment Bank, are looking to recruit trading floor based Compliance Officers to provide compliance advice to the Global Markets businesses and the wider Compliance Department. Duties will include:

• Provide day to day regulatory advice, assisting and resolving compliance and regulatory issues arising from GM business activities

• Advising the business on relevant rules and requirements applicable to the business

• Key stakeholder for applicable regulation (e.g. MiFID, EU Benchmark Regulation, AIFMD, UCITS etc) and FCA Thematic Reviews

• Analysing and impact assessing new regulations and briefing senior management accordingly

• Participating in internal and external enquires including, exchange enquires, due diligence questionnaires and client on-boarding queries

You should have a working knowledge of rules and regulations relevant to a Global Markets business with a strong understanding of FCA Rules (particularly COBS, MAR & SYSC) and good knowledge of Exchange Traded Fixed Income products. NB One role is more junior paying £400 - £500 per day and the other £550 - £600 per day.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

Hot Jobs