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Compliance & AML Analyst - Suit AML or Compliance Experience

£45K - £50K + Benefits & Bonus | West End
Ref: 3565J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Anti Money Laundering (inc CDD/KYC) / Permanent

 
 

Our Client, a London based Wealth Boutique and Fintech organisation are looking to recruit a Compliance & AML Analyst to assist with day to day compliance issues.  Reporting to the Head of Compliance, duties will include:

• Manage the on-boarding clients and broker-counterparties
• Carrying out and management of KYC reviews, approvals and relayed AML projects
• Enforcing all elements of the Firms regulatory policies and procedures
• Carrying out of Compliance Monitoring in line with the Firms monitoring program
• Working with and assisting the MLRO and Head of Compliance with complex clients
• Drafting, reviewing and on-going management and company wide adherence to compliance policies and procedures
• Approving employee personal trades and to ensure staff members have obtained the required approval before trading
• Rolling out of AML courses, the firms AML handbook and the firms Compliance manual to all new members of staff

The ideal candidate will be a graduate with at least 3 years AML or Compliance experience from a financial services environment looking to work in a mixed role covering both areas  

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com                                                          

 

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