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Job Specification

Compliance Analyst - Min 12 months Audit, Compliance Monitoring or Risk Experience Required

€33K-€36K + Bonus & Bens | Dublin
Ref: 3517D2

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our client, a multinational financial services firm, is recruiting a first Compliance Analyst for its new Dublin office. Primarily involved in Monitoring and Surveillance, duties will include;

• Ensure requisite monitoring carried out
• Ensure automated surveillance systems properly operating
• Assist in the ongoing development of such systems
• Investigate all exception reports and follow up
• Report all serious breaches to management
• Ad hoc projects

You should have at least 12 months experience from Audit (external or internal), Compliance Monitoring  or Risk with an understanding of Capital Markets (or be able to pick up quickly).  Great opportunity to break into (or develop in) Compliance with a world leader in its field. NB EU Citizens only please. 

For a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at


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