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Job Specification

Compliance Assistant – Six months experience (Compliance Administrator or Assistant) required

£25K - £30K + Benefits & Bonus | West End
Ref: 3555J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our Client, a boutique Wealth Manager, is looking to recruit a Compliance Assistant to assist with implementing upcoming regulatory changes to the business and work closely with all areas of the business in providing solutions to regulatory challenges. Duties will include:

• Research and Development of applicable legislation, regulation and FCA Rules
• Keeping track of relevant new regulatory or legislative updates and/or guidance
• Creating and delivering effective means of conveying updates and regulatory changes to other business areas
• Drafting or altering policies and procedures for the approval by the Head of Compliance
• Providing training and updates to the Firm, specific teams or individuals
• Assisting the Compliance team in day to day tasks when required

The ideal candidate should be degree educated with 6-12 months relevant experience from financial services (e.g. Compliance Assistant or Compliance Administrator).

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at                                                          

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