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Job Specification

Compliance Consultant – Investment Management Audit (External or Internal) or Compliance Monitoring Experience Required

£ 55000 - £ 55000 | London
Ref: 3507D

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


We are recruiting for a specialist compliance consultancy firm seeking a consultant to join their growing firm. Duties will include;

  • Advising on all areas of the FCA rules and amending and updating client manuals, systems and procedures as appropriate;
  • Carrying out monitoring programmes and reporting to the board of client firms;
  • Carry out special investigations
  • Ad hoc projects

You should have several years experience either of Audit (external or internal) of Investment Management or else Compliance Monitoring (similar sector).   

For a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at

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