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Compliance & KYC (Broking & Cryptocurrencies) – KYC (Retail Clients) Experience Required

£30K + Bonus + Benefits | London
Ref: 3434J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Anti Money Laundering (inc CDD/KYC) / Permanent

 
 
Our Client, a ground breaking modern brokerage house (offering trading traditional securities as well as cryptocurrencies), are looking to appoint a Compliance & KYC Associate to ensure that the company is in compliance with the rules & regulation of the FCA.  Reporting to the Head of Compliance, duties will include:
 
• Assist in drafting, updating and monitoring the company’s policies and procedures for relevant business areas
• Assist with any queries relating to KYC & AML processes to ensure adherence to internal procedures and industry best practice
• Interact with the onboarding team to obtain KYC and other compliance information and documentation on a case by case basis
• Perform rolling due diligence especially with regards to PEPs and other high risk accounts and AML related reviews
• Assist with transaction reporting and any other relevant reporting requirements
 
The ideal candidate will be a graduate with 1 to 2 years KYC experience of retail clients. Great opportunity to utilise KYC experience to move into broader role and gain experience of the interesting and rapidly developing field of Cryptocurrencies.
 
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

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