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Job Specification

Compliance Manager – Asset Management & AIFMD Experience Needed

£70K - £80K + Bonus & Benefits (including some flexible working) | City
Ref: 3402J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

Our client, a leading investment management firm are looking for a Compliance Manager to assist the Compliance Officer execute the compliance programme for the funds business.  Duties will include:
• Deal with technical queries from the business on regulatory requirements in respect to the regulated activates of the business, including AIFMD, MiFID & some US requirements
• Maintenance and management of the compliance policies of the firm in coordination with the Compliance Officer
• Assis with analysis of regulatory developments to ensure firm remains compliant and associated project work undertaken by the firm
• Coordination and completion of periodic regulatory reporting requirements in the UK, Ireland and US
• Undertake monitoring reviews in accordance with the Compliance Programme as required
The ideal candidate should have relevant compliance experience from a similar in-house role, a consultancy or the regulator with some experience of Alternative Investment Funds.
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

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