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Job Specification

Compliance Manager – Asset or Wealth Management Experience Required

£50K - £60K + Bonus + Benefits | City
Ref: 3433J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 
We are recruiting for a leading Wealth Management firm, looking for a Compliance Manager to join their team. Duties will include:
 
• Provide general regulatory guidance and advice to certain internal business areas
• Identify general regulatory and compliance risk issues including review and assessment of FCA (as well as US SEC) regulatory updates/change in legislation
• Assist with the development and implementation of Compliance and AML procedures
• Respond to ad-hoc queries \and new business initiatives to enable line manager(s) to meet their regulatory requirements
• Develop and maintain ongoing management information for the Board
• Support projects ensuring compliance with regulatory and legislative requirements
 
The ideal candidate should have previous compliance experience with a good understanding of wealth management or asset management.  This is an opportunity to join a great inclusive team where you will be offered the chance to continue to develop as a compliance manager and progress. 
 
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

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