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Job Specification

Compliance Manager – Fund Management Compliance Experience (or Lawyer with broader Financial Services experience) Required

£60K – £70K + Bonus + Excellent Benefits | City
Ref: 3372J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 
 
Our Client, an expanding Investment Management Firm, is looking for a Compliance Manager to join their team in London. Duties will include;
 
• Identifying, understanding and interpreting UK financial services legislation and regulation
• Advising the UK Compliance Officer and more senior team members on the firm’s obligations and how to meet those obligations
• Ensuring adherence to the firm’s obligations
• Drafting policies, reports and similar documents
• Ensuring that regulatory reporting and filing is completed accurately
• Ensuring that the UK compliance programme is compatible with the firm’s global compliance programme, aims and culture
• Assisting with the corporate administration and organisation of the firm’s UK entities
• Monitoring and responding to regulatory developments in the UK and EU
• Ad-hoc support, whether on UK or international matters, as required by colleagues ranging from the UK Compliance Officer to the CEO
 
You should have solid compliance experience of Fund Management (whether from a similar in-house role or a compliance consultancy) or else be a Qualified Lawyer with a couple of years broad Financial Services PQE looking to specialize in Compliance & Regulation.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com
 

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