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Job Specification

Compliance Manager – Insurance AR/Branch Monitoring Experience Required

£50K- £60K + Bonus & Benefits | City
Ref: 3471R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

Our Client, leading General Insurance brokers, are looking for a Compliance Manager to join their small compliance team in a broad role. Duties will include;
• Monitor the Business and its Appointed Representatives in line with the Compliance Plans, identifying issues and ensuring corrective actions take place
• Pro-active and timely provision of reports and management information in line with the Compliance Activity Plan
• Ensure effective handling of customer complaints, conducting investigations and preparing responses
• Assist in the development and update of Policies and Procedures in line with the Compliance Plans
• Maintain up to date registers and controls and ensure relevant staff are appropriately informed of any issues arising
You should have at least three years compliance experience from another insurance environment including liaising with & monitoring ARs and/or Branches, with a good general understanding of compliance, whether gained from a similar in-house role or a consultancy.
For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at

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