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Compliance Manager (Independent British Bank) - Five years Banking Experience Required

£55K - £70K + Bonus + Benefits | City
Ref: 3428R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Anti Money Laundering (inc CDD/KYC) / Permanent

 
 
Our client, a leading independent British bank, is looking to hire a Compliance Manager. Duties will include;
 
• Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews
• Ensure prompt escalation of issues identified
• Administer the Conduct Risk Framework.
• Maintain compliance log’s such as gift and entertainment log, fraud and breaches.
• Maintain policy and procedure registry.
• Identify, record, assess regulatory developments and draft appropriate summary of potential impact.
• Assist the MLRO on money laundering issues;
• Assist with reviewing business documentation to ensure compliance with relevant regulation, legislation and guidance;
• Undertake ad hoc projects as required.
 
You should have at least five years compliance experience, some or all of it from Retail and/or Commercial Banking, with a good knowledge of the FCA regulations. May suit up and coming candidates or those older & more experienced looking for pleasant relaxed environment.
 
For further information or a confidential no obligation discussion, please feel free to call David Crook on 0207 330 6963 or send your details to him at dcrook@compliancerecruitment.com

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