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Job Specification

Compliance Manager & MLRO – Securities Trading Experience needed

£ 40000 - £ 50000
Ref: 3501J

UK & Ireland / Anti Money Laundering (inc CDD/KYC) / Permanent


Our Client, a newly established execution only Broker, is looking to recruit a Compliance Manager & MLRO. Duties will include:

·         Assist in developing, reviewing and maintaining oversight of the Compliance program

·         Assist in maintaining, developing and delivering Compliance frameworks

·         Help develop UK Compliance Manual and Compliance Policies and Procedures

·         Provide advice to the business in relation to Compliance related matters

·         Assist with any queries relating to KYC & AML processes to ensure adherence to internal procedures and industry best practice


The ideal candidate should have at least three years compliance experience from securities trading, as well as up to date AML knowledge. Great opportunity to set up and run your own department


For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

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