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Compliance Monitoring Analyst – Compliance Monitoring or Internal Audit Experience Required

£43K Pro Rata + Bens – 2 1/2 Days per week | West End
Ref: 3521R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

Compliance Monitoring Analyst – Compliance Monitoring or Internal Audit Experience Required

£43K Pro Rata + Bens – 2 1/2 Days per week     West End

Ref: 3521R

Our Client, a leading Private Bank, is looking for a compliance analyst to join their compliance monitoring team on a job share basis working 2 ½ days per week. Duties will include:
 
• Provide compliance assurance in support of the annual compliance monitoring plan by preparing thematic reviews and projects as required
• Identify, monitor, analyse and assess any issues arising from the compliance monitoring plan in conjunction with the business
• Collate relevant action plans in conjunction with stakeholders and derive the appropriate MI from the same
• Review breach registers, incident reports, complaint logs and any other appropriate records
• Ensure that the compliance manual, other manuals and internal policies are up to date

The ideal candidate should have experience of compliance monitoring or internal audit from a regulated financial services organisation. NB this is a job share hence the days are already fixed as Weds, Thursday & Friday although two long days on Thursday & Friday may suffice.

For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at dcrook@compliancerecruitment.com

 

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