Compliance Monitoring Manager – Investment Management Monitoring Experience or Big 4 (any Fin Services sectors) Background | UK & Ireland Jobs | Jobs from Compliance Recruitment Solutions


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Compliance Monitoring Manager – Investment Management Monitoring Experience or Big 4 (any Fin Services sectors) Background

£50K-£60K + Bonus + Benefits | City
Ref: 3507D2

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Internal Audit & Information Security / Permanent

 
 

We are recruiting for an Investment Management firm seeking a Compliance Monitoring Manager.    Duties will include;

• Planning regular Monitoring Review and ensuring tests amended for rule changes
• Carrying out monitoring programmes
• Reporting all findings including recommended changes in procedures
• Carry out special investigations
• Ad hoc projects

You should either have several years experience of Investment Management Compliance Monitoring or else Big 4 experience (any Fin Services sectors) now looking to specialise in the interesting & secure field of Compliance.   

For a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at David@compliancerecruitment.com

 

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