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Exclusive: AML & General Compliance Monitoring Officer – Suit KYC Experience from a CFD Trading Environment

£55K - £60K + Bonus + Bens | City
Ref: 3478J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Anti Money Laundering (inc CDD/KYC) / Permanent

Our Client, the London office of an international Financial Services Group, are looking to hire a Compliance Monitoring Officer to be responsible for the daily compliance activities primarily focusing around KYC and AML.  Reporting to the Head of Compliance and MLRO, duties will include:
• Service and supervise day to day KYC and AML cases from client on boarding
• Assist in developing, reviewing and maintaining oversight of the Compliance program and related periodic reporting
• Assist in maintaining, developing and delivering Compliance, Risk and Permanent Controls frameworks
• Help develop UK Compliance Manual and Compliance Policies and Procedures
• Establish and deliver proportionate independent compliance monitoring
• Assist in the design/build and implementation of a financial crime program to monitor compliance across all relevant parts of the firm and develop and deliver AML/CTF risk assessment policy and procedure and international sanctions compliance program
The ideal candidate should be degree educated with at least 2 years experience in KYC/AML from a CFD environment with some exposure to compliance monitoring. Great opportunity to move into a broad role with this expanding group.
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

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