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EXCLUSIVE: Senior Compliance Analyst – Institutional Fund Management Experience Req’d

£45K - £65K + Bens + Generous Bonus  | City
Ref: 3379J3

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

We have been excessively mandated by our client, a leading independent fund management firm, to source a Compliance Manager to join their compliance team.  Reporting to the Head of Compliance; duties will include:
• Supporting the Head of Compliance in the maintenance of a good working relationship with the FCA and assisting in the management of any onsite inspection visits.
• Provide regulatory related advice and guidance in response to requests from all business areas.
• Ensure that the Compliance Manual/Program is kept up to date and that the Compliance Intranet page is fully utilised to disseminate compliance related information
• Work with IT Team to build compliance reports, and improve compliance systems that help the Compliance Team to meet regulatory requirements and support the business. 
• Review and comment on various marketing documents to ensure that these meet the firms standards and comply with FCA and SEC requirements.
• Represent the Compliance Department in projects undertaken by the firm
You should have a stable compliance background and good fund management Compliance experience with institutional funds knowledge, whether gained from a similar in-house role, the regulator or a consultancy. An excellent opportunity for a candidate in the early stages of their career looking for a managerial role with great potential career progression down the line should they prove themselves.
Should you feel you have the experience, drive and above average communication skills to be successful in this role then please contact Darren Ruskin on 020 7330 6961 or send your details to him at

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