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Job Specification

3 Month Contract Compliance Monitoring – Sell or Buy Side Experience Required

£600 per day | City
Ref: 3596J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Contract

 
 

Our Client, a leading securities trading firm, is looking to recruit a Compliance Monitoring expert to help implement a Compliance Monitoring programme. Reporting to the Chief Compliance Officer, duties will include:

• Assist in developing and implementing an effective compliance monitoring programme
• Conducting risk based monitoring reviews, both routine and thematic, to assess the extent the business complies with regulatory requirements and internal policies
• Ensure all findings discussed with the business
• Ad-hoc projects including systems development

The ideal candidate will have extensive compliance monitoring experience from a similar sell side organisation, though may consider buy side experience too.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge

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