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Head of Compliance (SMF16) – Retail Banking Experience Required

£80K - £110K + Benefits | Canary Wharf
Ref: 3480J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 
Our Client, an International Financial Services Group, is looking to recruit a Head of Compliance to oversee the Banks activities, and to ensure that the business are compliant with the rules and regulations of the UK and all other relevant regulators.  Managing a small team, duties will include:
 
• Regular liaison with all members of the management team, the Board and the Board Audit, Risk and Compliance Committee
• Ongoing close review of all legislative, regulatory and corporate governance developments or changes that might affect the Bank and its operations, and ensuring the Board and Management Team are fully briefed on these and that it has regard to them when taking decisions
• Member of the Banks Operational Risk Committee and the Banks Business Development Committee
• Pro-active management and execution of the compliance monitoring program, producing reports and making recommendations, and identifying compliance risks associated with the business activities.  Follow up on resolution of compliance issues that may arise
• Develop, initiate, maintain revised policies and procedures for the general operation of the Risk and Compliance Program and its related activities to prevent illegal, unethical, or improper conduct.
• Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA and European Banking Authority and educate the business on these, maintaining the Compliance Procedures Manual up to date.
 
The successful candidate will be of graduate calibre and must have gained a minimum of 10 years compliance experience, with an in depth knowledge of retail banking.
 
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

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