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Job Specification

Law Firm Compliance and Risk Manager – Legal Sector Experience (including AML/KYC and Conflicts knowledge) required

£ 50000 - £ 60000 | Midlands or North West
Ref: 3508R

UK & Ireland / Data Privacy & Protection / Permanent

 
 

Our client, a leading national law firm, is looking for a Compliance and Risk Manager to join their dedicated and ambitious team. Your duties will include;

  • Helping the firm meet its regulatory and strategic objectives
  • Assisting in the rolling out of regulatory initiatives across the firm and handling of day to day risk issues
  • Designing and developing effective policies and procedures
  • Dealing with enquiries on all aspects of the SRA’s Code and the Law Society of Scotland’s Rules
  • Dealing with AML and conflict queries
  • Liaising with the SRA/LSS and FCA where appropriate
  • Producing risk management bulletins/newsletters/communications to the business
  • Advising on Data protection including subject access requests
  • Being involved in projects either as a part of a team or individually to manage risk across the business

You should have previous experience working at a reasonably senior level within law firm Compliance or Risk (though no specific qualifications required) including experience of AML & KYC as well as conflicts.

For a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at Dcrook@compliancerecruitment.com

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