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Legal & Compliance Manager - CIS Knowledge Required

£50K - £60K + Bonus & Benefits | City
Ref: 3520J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Anti Money Laundering (inc CDD/KYC) / Permanent

 
 

Our client, a global Financial Services Group, are looking to recruit a Legal & Compliance officer to effectively carry out day to day legal and compliance responsibilities.  Duties will include:

• Ensuring that terms of legal agreements are such that the firm is protected against legal and regulatory risks, particularly in relation to conduct of business obligations and anti-money laundering requirements.
• Ensuring the firms compliance with AML/KYC and FCA conduct of business requirements
• Ensuring compliance with all rules on client communication including financial promotions and approve such communication for distribution
• Carrying out Compliance monitoring on a regular basis and report on findings
• Arrange and provide regulatory training for staff

The ideal candidate should be a graduate with an understanding of collective investment schemes as well as a detailed knowledge and understanding of the relevant FCA and AML/KYC regulations.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com
                                                          

 

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