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Job Specification

Part Time Compliance Manager (20 Hours P.W. on Very Flexible Basis) – Monitoring Experience Required

£50K Pro Rata + Benefits [v. Flexible Working] | Bristol
Ref: 3424D

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

Our client, a leading independent investment management firm, seek a part time Compliance Manager. Reporting to a Senior Business Manager (who holds the CF 10 & 11) and with the backing of a Compliance Consultancy when needed, duties will include; 

• Assist in designing the Compliance Monitoring Programme
• Carry out the CMP across all regulated activities
• Investigate and analyse any discrepancies found
• Write up in standardised reports including recommendations
• Produce monthly Board Reports
• Ad hoc projects

You should have several years experience in Financial Services Compliance including monitoring and be a self starter. NB Our client is pleasantly very flexible and hours can be spread over the week (whether e.g. five short days or two very long days etc) or even over a month (eg 2 weeks in, 2 weeks off). This may suit a returning mother or someone with caring responsibilities or else someone looking for a portfolio career and/or semi retirement. 
For a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at

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