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Job Specification

Part Time Trade Surveillance Analyst – Monitoring or Surveillance Experience Required

£40K - £60K pro rata + Bonus & Benefits | West End
Ref: 3441J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

Our client, a boutique business specialising in commodities, seeking a Trade Surveillance Analyst to support the firms compliance function through the on-going monitoring and surveillance of transactions to identify, manage and report incidents of market abuse and other improper activity.  Reporting to the Head of Compliance, duties will include
• Monitor trading activities against Watch and Restricted lists.
• Perform daily trade surveillance activities for market abuse.
• Maintain log of identified market abuse issues and other suspicious transactions.
• Escalate issues to the Head of Compliance
• Investigate significant regulatory concerns on an ad-hoc basis as and when they arise
The ideal candidate should have at least two years Compliance Monitoring or Trade Surveillance experience from a Securities Trading firm or exchange/regulator. Time expectation is likely to be for 60% of normal work hours, whether 3 days per week or 5 short days etc. (e.g. may suit parent returning to work etc.)
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

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