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Job Specification

Regulatory Compliance Manager – Surveillance Systems Experience (From Internal Compliance, Ops or Technology/Consulting Firm) Required

£ 125000 - £ 150000
Ref: 3496J2

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our client, a leading Global Regulatory Technology company, are looking to recruit a Regulatory Compliance Manager to join their European Team.  Reporting to the COO, duties will include:

  • Support the development of the new Regulatory Division requirements for asset managers, including MAR and new EU Benchmark Regulation (BMR)
  • Assist the Implementation teams for Market Surveillance
  • Partnering with the Product Development team on product developments related to various benchmark regulations
  • Perform research on changes on new regulatory reporting requirements and accounting standards and its impact for the buy-side
  • Support the MAR and BMR sales force as the SME at European Level

The ideal candidate will be a graduate with a very strong knowledge of MAR and Market Surveillance systems and some regulatory knowledge.  This may have been gained in an Internal Compliance (or Operations) department or else from a similar technology or consulting firm.

This is an excellent opportunity to join a well-established firm with a global presence and significant growth potential.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at                     

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