Retail Financial Services Advisory Manager – Suit In-House/Consultancy or FCA Experience | UK & Ireland Jobs | Jobs from Compliance Recruitment Solutions


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Retail Financial Services Advisory Manager – Suit In-House/Consultancy or FCA Experience

£52K - £55K + Bens & Bonus | London
Ref: 3524R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

Our Client, a global consultancy firms, is recruiting a client facing Retail Financial Services Advisory Manager.  Duties will include:

• Providing clients with advise on retail financial services regulation
• Assisting clients in the drafting of key policies, including compliance manuals and associated documents
• Performing ad-hoc assurance reviews with respect to retail financial services regulatory issues
• Acting as a subject matter expert on internal audit reviews
• Provide a variety of support on client campaigns from researching new regulations to assisting effective business implementation

You should have previous Compliance experience of Retail Financial Services including a good knowledge of COBS and DISP. This many have been gained from an in-house Compliance team, another Consultancy or the Regulator.

For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at dcrook@compliancerecruitment.com
                                                          

 

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