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Job Specification

Senior Compliance Consultant – Wealth Management Compliance Experience Required

£70K – £90K + Bonus + Benefits | London
Ref: 3335D

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

We are recruiting for a leading compliance consultancy firm seeking a senior consultant to join their growing firm. Varied duties will include;
• Providing project based services and solutions to Wealth Management firms covering a range of regulatory themes and remedial/implementation projects
• Manage the ongoing compliance monitoring of investment managers and portfolio managers
• Assist on a variety of special compliance projects and thematic reviews.
• Complete various client facing tasks, office visits and file reviews
The successful candidate must have gained at least three or four years compliance experience as an in-house Compliance officer or at a Wealth Management firm. NB There are no specific business development requirements with this role.
For further information or a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at

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