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Senior Compliance Officer – Alterative Investments Knowledge from a Family Office/PWM Environment Required

c£100K + Bonus + Benefits | City
Ref: 3387J

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 
We are recruiting for a leading Wealth Management firm, looking for a Senior Compliance Officer to join their team. Duties will include:
 
• Maintain and review compliance policies and procedures sufficient to ensure compliance with any regulatory obligations which affect the relevant business units
• Provide compliance advice
• Assist in devising the Compliance Monitoring plan for the relevant business units
• Assist in providing advice on Financial Crime risk and client on-boarding issues for the business
• Provide advice and assistance to the legal counsel on cross border conduct of business rules
• Assist in maintaining open and constructive relationships with the relevant regulatory bodies
 
You have solid compliance experience with a good understanding of investment alternatives predominately from a Family Office, or Private Wealth environment. 
 
For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

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