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Job Specification

Wealth Management MLRO

£70K - £85K + Benefits & Bonus | West End
Ref: 3595J

UK & Ireland / Anti Money Laundering (inc CDD/KYC) / Permanent

 
 

Our Client, a boutique Wealth Manager, is looking to recruit a MLRO to primarily focus on managing day to day business queries and tasks.  Taking on the controlled function with the FCA, duties will include:

• Oversight and management of KYC reviews, approvals and financial crime monitoring
• Leading and coordinating any business or group wide remediation projects related to financial crime
• Manage, approve and coordinate the on-boarding clients and broker-counterparties as well as AR’s and Tied Agents
• Drafting and submitting monthly regulatory reports which are disseminated to the board
• Taking ownership and supporting other members of the team in ad hoc projects
• Rolling out of AML courses and the firms AML Handbook to all new members of staff

The ideal candidate should have at least 7 years relevant experience from financial services with a strong technical knowledge of the FCA Handbook and all regulations regarding AML/Financial Crime.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com                                                          

 

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