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COMPLIANCE ASSOCIATE 

12 MONTHS FINANCIAL OR PROFESSIONAL SERVICES EXPERIENCE REQUIRED

£33K - £37K + Bonus + Benefits             West End 

Ref: 4042G

 


Our client, a growing UK and US Compliance Consulting Firm, is looking for a Junior Compliance Associate to join their growing business.  Reporting to the Managing Director, duties will include:; 

 

  • Conducting due diligence on individuals and corporate entities that want to be hosted as an Appointed Representative, including conducting background screening checks.
  • Liaising with the FCA and service providers including outsourced background screening company.
  •  Assisting with the compliance oversight of Appointed Representatives on the AR platform.
  • Assisting with compliance monitoring reviews of Appointed Representatives.
  • Assisting with the implementation of policies and procedures.
  • Assisting with the maintenance and update of training materials.
  • Providing administrative support to senior managers where required.

 

You should have 12 months experience within financial services e.g. operations, marketing etc. or else professional services e.g. trainee auditor, paralegal etc., now looking to break into the ever changing & secure field of Compliance & Regulation (though those with existing Compliance experience also welcome to apply)

You must also have strong analytical skills, above average communication skills and be willing to undertake necessary training and courses.

N.B. This is a full-time office-based role but will included full training including support to undertake external compliance certifications. This is a fantastic opportunity to launch your career in compliance, with a business that believes in fast-track promotion for exceptional employees.  Once a fully qualified consultant the role will become hybrid, with the opportunity to work from home when not at client sites.

Please send your details to Gary Collins in the first instance gary@symescollins.com (Including a contact number & email) however please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

 

Apply Here

 

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.