TRAINEE COMPLIANCE ADMINSTRATOR – A FEW MONTHS GENERAL WORK EXPERIENCE IN FINANCIAL SERVICES REQUIRED
£28K - £30K +benefits Home Based (Anywhere in UK)
Ref: 4190D
We have been appointed by our Client, a small friendly niche consulting firm, looking for a Trainee Compliance Administrator to join their team. Reporting directly to the Directors in a mix of administrative & technical responsibilities, duties will include;
- Submitting regulatory returns
- Carrying out compliance monitoring and analyse all findings
- Maintaining logs & registers
- Manage incoming and outgoing correspondence professionally and efficiently.
- Maintain compliance databases, CRM systems, document libraries, and filing systems.
- Create and manage spreadsheets, presentations, reports, and business documents.
- Coordinate diaries, meetings, appointments and follow-up actions for team members.
- Prepare professional communications, reports, and presentations using Microsoft Office, Canva and AI-assisted tools.
You should have had at least a few months work experience in Financial Services (whether Administration, CDD/KYC, Operations or Sales) with an interest in Compliance & Regulation. Any previous Compliance related experience useful (eg CDD/KYC, Complaints handling etc) but more important is attention to detail & strong IT ability combined with good communications skills (as there will be direct client contact).
This is a small friendly firm fully remote, who offer full training in Compliance in their niche area of retail financial services, don't micro manage and if you work well and hard, then have a history of promoting quickly. Great opportunity to break into the interesting & secure area of Compliance.
NB you don't need to be a graduate (though welcome to apply if you are) but you must be happy with performing routine admin work as well as technical work and be based in England or Wales (with full UK working rights) as there are quarterly team meetings or attendance at conferences in person, normally in the South of England.
Please send your details to our MD, David Symes FCA at dmsymes @compliancerecruitment.com with a note as to why interested in Compliance, however we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission). NB Strictly no calls please for this opportunity or any entry roles (nor linked in messages or invites please)
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.