Current Vacancies
-
Our client, a leading Fund Management Group, seeks a Senior Compliance Associate for a mixed & varied role in a small and very friendly team. Duties will include: Management and completion of sign off of Financial Promotions. Review of issues and error
SENIOR COMPLIANCE ASSOCIATE - FUND MANAGEMENT & FINANCIAL PROMOTIONS EXPERIENCE REQUIRED - City (with some WFH)
£60K - £75K + bonus & bens | City of London
-
We have been exclusively appointed by our client, the UK Branch Office of a Leading Foreign Bank, to help source a new Compliance Officer & MLRO for their London Office. The role will report directly to the UK General Manager with oversight for one staff member initially growing to two
EXCLUSIVE: HEAD OF COMPLIANCE & MLRO - COMMERCIAL BANKING EXPERIENCE & MIFID/EMIR KNOWLEDGE REQUIRED
£90K - £120K + Bonus & Benefits | City of London
-
Our Client, a leading Asset Management Firm, is looking for a compliance analyst to join their guideline monitoring team. Duties will include; Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules, prospectuses, a
EXCLUSIVE: COMPLIANCE ANALYST – GUIDELINE MONITORING EXPERIENCE (FROM COMPLIANCE OR OPERATIONS) REQUIRED
£50K-£55K + Bonus + Bens | London - West End
-
12 MTHS CONTRACT KYC QA/SUPERVISOR - 5 YRS AML/KYC EXP (OF WHICH 2 MUST HAVE BEEN QA OR AT SIGN OFF LEVEL) REQUIRED
£55K -£65K + benefits | Midlands/North/Scotland or South Wales
-
Our client, a leading professional services organisation, seeks an AML Compliance Supervisor to review and approve checks completed by AML Analysts covering a variety of client types. Review and approve client due diligence (CDD) carried out by the AML processing team in a
KYC QA/SUPERVISOR - 5 YRS AML/KYC EXP (OF WHICH 2 MUST HAVE BEEN QA OR AT SIGN OFF LEVEL) REQUIRED
£55K -£65K + Bonus & Benefits | City of London
-
Our client, a leading Bank, is recruiting an AML Associate to assist the responsible manager. In this interesting & varied role, duties will include; Assisting in identifying and assessing the compliance risks associated with the Bank's operational activities inclu
AML BANKING ASSOCIATE - 2 YEARS AML EXP REQUIRED
€30K + BENEFITS INC RELOCATION | Malta
-
Our client, a leading International Banking Group, is looking to recruit a new Assistant Vice President to its team. Duties will include: Leading in completing risk assessments by undertaking work in relation to inherent risks, controls risk and residual risks.
FINANCIAL CRIME AVP - FC CONTROL & RISK ASSESSMENT EXPERIENCE REQUIRED
£ Market Rate + Bonus & Benefits | City of London
-
Our client, an international payment services company, are seeking a local Head of Compliance & MLRO for their newly authorised Spanish branch. Reporting to the UK based Head of Compliance & Group MLRO, duties will include; Assisting in setting up required local pr
HEAD OF COMPLIANCE & MLRO - SPANISH PAYMENT SERVICES EXPERIENCE REQUIRED
€42K-€45K + Bonus & Benefits | Madrid
-
Our client, a leading Insurance firm, is recruiting a Compliance Manager to develop and implement compliance policies and procedures for group benefits (stop loss, limited medical, group accident etc.) business. Detailed duties include; Actively participating in compliance
INSURANCE COMPLIANCE MANAGER - GROUP HEALTH COMPLIANCE OR REGULATORY EXPERIENCE NEEDED
$100,000 - $130,000 + Good Benefits | Harrison, NY