Current Vacancies
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Our Client, a leading financial services group, is looking to recruit a Senior Compliance Analyst for their funds business with specific responsibilities as follows: • Approval of Financial Promotions and management of process • Management of attestation proce
Senior Compliance Analyst -Fund Management & Fin Proms experience required
£55K - £75K + Benefits + Bonus | City
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We are exclusively recruiting for our client, a leading niche Investment Firm, seeking a Senior Compliance Manager to provide general Compliance advisory and monitoring support to the business with a particular focus on front office dealing and investment management activities. Reporting to the H
EXCLUSIVE: SENIOR COMPLIANCE MANAGER (FRONT OFFICE) - FIXED INCOME & FX KNOWLEDGE WITH SOME MONITORING OR SURVEILLANCE EXPERIENCE (BUY OR SELL SIDE) REQUIRED
£85K -£100K + Generous Bonus & Benefits | West End
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Our client, a passported branch of a niche European Private Bank, are looking to recruit an MLRO to also assist with some local Compliance duties, although the main Compliance team is based in the European Head Office. Taking on the controlled function with the FCA, duties will include:
MLRO with Compliance Duties – Banking AML (& Compliance Monitoring) Experience Required
£80K - £90K + Benefits | West End
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Our client, a leading and expanding overseas bank, is looking recruit a Compliance Advisory AVP. Duties will include; • Provide real time advice to the business on regulatory changes that effect the business lines as and when necessary • Responsible
Investment Banking Compliance Advisory AVP – Wholesale Banking Experience Required
£60K - £80K + Bonus & Good Bens | City
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Our Client, a leading financial services group, is looking to recruit a CEEMEA (Central and Eastern Europe, Middle East & Africa) Regional Company Secretarial Manager to be responsible for best practice across the Group. In this varied role, duties will include: • Oversigh
Company Secretarial Manager (Full Time/Part Time) –3 Years Relevant Experience from International Group Required
£60K - £75K + Bonus & Benefits | City of London, East Anglia or Home Based
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Our client, an international consultancy, are seeking to recruit Consultants for their financial services regulatory consulting team in Luxembourg. Duties will include; • Advising on new authorisations • Assisting in implementing new procedures and systems as
Compliance Consultants – 2 Yrs Consulting Experience Required (from UK, Ireland or USA)
€50K + Benefits including relocation | Luxembourg
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Our Client, a leading financial services group, is looking to recruit a Sanctions Adviser to join the global Financial Crime team to advise on and approval or decline sanctions referrals from the global business. Reporting to the Sanctions Director, duties will include: •&nbs
Sanctions Adviser – Law Graduate with some French & previous AML experience required
£50K - £60K + Benefits + Bonus | City
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Our Client, one of the UKs fastest growing Tech start-ups providing research capabilities to the Financial Services sector, is looking to appoint their first Compliance Officer given their involvement with a highly regulated area (although not themselves regulated). You will be tasked with growin
Compliance Officer for Non Regulated Tech Start-Up - Banking or Asset Management Experience Required
£75K - £100K + Bonus & Equity Participation | London
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Our Client, a leading financial services group, is looking to recruit a Market Derived Income (MDI) Adviser, to be responsible for ensuring that submissions of MDI arrangements to the approval process are complete and that each arrangement receives the appropriate level of scrutiny given the asso
Insurance Market & Contract Reviewer – Lawyer with knowledge of London Market (or Law Grad with In house Insurance Compliance Experience) required
£110K - £135K + Benefits + Bonus | City of London, East Anglia or Home Based
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Our Client, a leading Asset Management Firm, is looking for a compliance analyst to join their guideline monitoring team. Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules, prospectuse
Compliance Analyst – Guideline Monitoring Experience (from Compliance or operations) Required
£45K-£60K + Bonus + Bens | West End