Current Vacancies
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Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory Consulting team. Acting as the primary compliance resource for retained client relationships, your focus will be
Senior Compliance Consultant
$200K - $250K + Bonus + Benefits | New York
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Our client, a growing UK and US Compliance Consulting Firm, is looking for a Junior Compliance Associate to join their growing business. Reporting to the Managing Director, duties will include: Assisting with compliance monitoring reviews Conducting due diligenc
BREAK INTO COMPLIANCE
£30K + Bonus + Benefits | London
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Our client, an Asset Manager, is looking for an experienced Head of Advisory Compliance to join their growing team. Reporting to the Head of Compliance and with oversight for a small team, you will have broad compliance advisory responsibilities across all of the business. Duties will include:
Head of Advisory Compliance – Asset Management Experience Required
£ 100000 - £ 130000
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We have been exclusively appointed by our client, the UK Branch Office of a Leading Foreign Bank, to help source a new Compliance Officer & MLRO for their London Office. The role will report directly to the UK General Manager with oversight for one staff member initially growing to two
EXCLUSIVE: HEAD OF COMPLIANCE & MLRO - COMMERCIAL BANKING EXPERIENCE & MIFID/EMIR KNOWLEDGE REQUIRED
£120K - £140K + Bonus & Benefits | City
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We have several roles on for firms looking for a mix of AML & Conduct monitoring experience. Duties will include; · Reviewing all testing programmes to ensure they are up to date with current procedures · &n
Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required
£70,000 - £80,000 + benefits & bonus | Hybrid (London)
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BREAK INTO COMPLIANCE – 12 MONTHS FINANCIAL OR PROFESSIONAL SERVICES EXPERIENCE (AUDIT, OPS, PARALEGAL, SALES ETC) REQUIRED
£30K + Bonus + Benefits | West End
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We are recruiting for a leading independent compliance consultancy now looking to augment their team. Duties will include; · Assisting or leading on Authorisations & Variation of Permissions
COMPLIANCE CONSULTANCY DIRECTOR LEVEL ROLES – PAYMENTS SERVICES EXP (FROM A REGULATOR OR CONSULTANCY) REQUIRED
£100K-£120K + bonus & benefits | Hybrid (London)
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Our client, a leading IFA & Fund Manager, seeks a new executive to assist in the provision of high quality compliance governance within a small in-house team. Reporting to the Head of Compliance, you will play an important role in ensuring compliance with relevant legislation and procedures.
COMPLIANCE EXECUTIVE – IFA/DFM COMPLIANCE & FILE REVIEW EXP WITH L4 OR CEMAP QUALS REQUIRED
£50K - £60K + good benefits & bonus | West End
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Our client, a leading global securities trading firm, is seeking their first London based Internal Auditor to work with the U.S. based Audit team to accomplish the following; Perform risk-based audit work, including detailed walkthrough meetings, documentation review, and su
SECURITIES TRADING SENIOR INTERNAL AUDITOR –CASS EXPERIENCE FROM AUDIT (EXTERNAL OR INTERNAL) OR COMPLIANCE MONITORING REQUIRED
£60K -£70K + Bonus & Bens | Hybrid (London)