We have been exclusively appointed by our client, the UK Branch Office of a Leading Foreign Bank, to help source a new Compliance Officer & MLRO for their London Office. The role will report directly to the UK General Manager with oversight for one staff member initially growing to two
Our Client, a leading Asset Management Firm, is looking for a compliance analyst to join their guideline monitoring team. Duties will include;
Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules, prospectuses, a
Our client, a leading professional services organisation, seeks an AML Compliance Supervisor to review and approve checks completed by AML Analysts covering a variety of client types.
Review and approve client due diligence (CDD) carried out by the AML processing team in a
Our client, a leading Bank, is recruiting an AML Associate to assist the responsible manager. In this interesting & varied role, duties will include;
Assisting in identifying and assessing the compliance risks associated with the Bank's operational activities inclu
Our client, a leading International Banking Group, is looking to recruit a new Assistant Vice President to its team. Duties will include:
Leading in completing risk assessments by undertaking work in relation to inherent risks, controls risk and residual risks.
Our client, an international payment services company, are seeking a local Head of Compliance & MLRO for their newly authorised Spanish branch. Reporting to the UK based Head of Compliance & Group MLRO, duties will include;
Assisting in setting up required local pr
Our client, a leading Insurance firm, is recruiting a Compliance Manager to develop and implement compliance policies and procedures for group benefits (stop loss, limited medical, group accident etc.) business. Detailed duties include;
Actively participating in compliance