Current Vacancies
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Our client, a growing UK and US Compliance Consulting Firm, is looking for a Junior Compliance Associate to join their growing business. Reporting to the Managing Director, duties will include: Assisting with compliance monitoring reviews Conducting due diligenc
BREAK INTO COMPLIANCE
£30K + Bonus + Benefits | London
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We have several roles on for firms looking for a mix of AML & Conduct monitoring experience. Duties will include; · Reviewing all testing programmes to ensure they are up to date with current procedures · &n
Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required
£70,000 - £80,000 + benefits & bonus | Hybrid (London)
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BREAK INTO COMPLIANCE – 12 MONTHS FINANCIAL OR PROFESSIONAL SERVICES EXPERIENCE (AUDIT, OPS, PARALEGAL, SALES ETC) REQUIRED
£30K + Bonus + Benefits | West End
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We are recruiting for a leading independent compliance consultancy now looking to augment their team. Duties will include; · Assisting or leading on Authorisations & Variation of Permissions
COMPLIANCE CONSULTANCY DIRECTOR LEVEL ROLES – PAYMENTS SERVICES EXP (FROM A REGULATOR OR CONSULTANCY) REQUIRED
£100K-£120K + bonus & benefits | Hybrid (London)
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Our client, a leading IFA & Fund Manager, seeks a new executive to assist in the provision of high quality compliance governance within a small in-house team. Reporting to the Head of Compliance, you will play an important role in ensuring compliance with relevant legislation and procedures.
COMPLIANCE EXECUTIVE – IFA/DFM COMPLIANCE & FILE REVIEW EXP WITH L4 OR CEMAP QUALS REQUIRED
£50K - £60K + good benefits & bonus | West End