Current Vacancies
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Our Client, a leading securities trading firm, is looking to recruit a Head of Compliance & MLRO to oversee all areas of Compliance. Reporting to the CEO duties will include; • Carrying out the function of CF10/CF11 for the FCA; &bul
Head of Compliance CF10 and CF11 – Commodities and Brokerage Experience Required
£100K-£120K + Bonus & Benefits | Canary Wharf
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We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO. As part of the Executive Management Team you will have oversight for all Risk & Compliance related policies, systems and controls and ensuring that all necessary regulations and legislations are adhered. R
Chief Risk Officer - Commercial /Corporate Banking Experience Required
£200K plus bonus & benefits | South West London
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Our Client, a leading US Asset Manager, is looking for a Chief Risk Officer for their newly created European business based in Dublin. You will have primary responsibility for the development and operation of the Company's operational risk framework and risk function. Reporting to the CEO,
Chief Risk Officer – Asset Management Operational Risk Experience Required
€150K - €200K + bonus & benefits | Dublin
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Our Client, a leading financial services group, is looking to recruit a Senior Compliance Analyst for their funds business with specific responsibilities as follows: • Approval of Financial Promotions and management of process • Mana
Senior Compliance Analyst -Fund Management & Fin Proms experience required
£55K - £75K + Benefits + Bonus | London
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Our Client, a niche IFA and discretionary fund manager, seeks a deputy to the Head of Compliance to provide high quality compliance support within a small in-house team. In this interesting and varied role in a pleasant & well supported firm, duties include; • Provi
Exclusive: Compliance Executive – IFA/DFM Compliance Experience Required
£40K - £55K + Benefits | West End
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Our Client, an exciting tech firm, is looking for an experienced Data Protection Manager to assist in advising the business in respect of its obligations under data protection legislation and contributing to the maturity of privacy within the business by ensuring the business understands
Data Privacy Manager – Data Privacy/GDPR (any sector) Required
£60K-£80K plus Benefits | Chelsea (London)
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Our Client, an exciting Tech firm, is looking for an experienced Compliance Manager who will be responsible for the oversight and management of the compliance function. Reporting to the Director of Compliance & Risk, duties will include: •
Deputy Head of Compliance – Compliance Experience (any sector) Required
£85K-£100K plus Share Options & Benefits | Chelsea (London)
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Our Client, an exciting tech firm, is looking for an experienced Data Protection Officer (DPO) who will have primary responsibility for advising and challenging the business in respect of its obligations under data protection legislation and contributing to the maturity of privacy within
Data Privacy Officer – Data Privacy/GDPR (any sector) Required
£85K-£100K plus Share Options & Benefits | Chelsea (London)
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Our Client, a niche Brokerage firm, are looking to hire a Compliance Officer to take ownership of all Compliance & AML matters on a daily basis. Reporting to the board, duties will include: • Provide guidance and advice on regulatory matters across the business
Compliance Officer (CF10/10a & 11) – Securities Trading Compliance Experience + Product Knowledge Required
£80K - £100K + Benefits & Bonus | West End
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Our client, a leading independent Wealth Management company, are looking to hire a Vice President -Compliance Manager. In an interesting & varied role the main duties are as follows: • Work with Head of Compliance with reporting to Risk and Compliance committee,
Exclusive: Vice President Compliance – PWM Compliance Experience Required
£65K – £75K + Benefits + Bonus | City