Current Vacancies
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Our Client, a leading Asset Management Firm, is looking for a Senior Compliance Analyst to join their guideline monitoring team. Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules, pros
EXCLUSIVE: INVESTMENT GUIDELINE SENIOR COMPLIANCE ANALYST – GUIDELINE MONITORING EXPERIENCE (FROM COMPLIANCE OR OPERATIONS) REQUIRED
£65K-£75+ Bonus + Bens | West End
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Our Client, a leading international bank, is looking to recruit a Deputy Head of Compliance for its London Branch to assist the Head of Compliance with a broad range of advisory, monitoring and reporting duties. Responsibilities will include:
Deputy Head of Compliance– Banking Compliance Experience (Commercial & Retail)
£75K - £85K + Bonus & Benefits | City
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Established over 20 years ago, all our consultants are former Compliance staff, based in friendly pleasant offices in the heart of the City, with satellite offices in Dublin & Madrid, formal partnership
TRAINEE RECRUITMENT CONSULTANT – UK COMPLIANCE OR FINANCIAL CRIME EXPERIENCE REQ’D
£ Market Rate + Generous Commission | City
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Our client, a niche law firm, are looking to recruit a Risk and Compliance manager. Working closely with the COLP, the role includes the following duties. • Performing Client Due Diligence, including adverse media screening • Responding to reports of su
Law Firm Risk and Compliance Manager – Law Firm Compliance Experience Required
£50K - £65K + Benefits | Central London
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Our client, a leading financial services organisation, seeks a Credit Analyst to; • Manage and help maintaining surveillance • Support the team in its day-to-day activities, notably data gathering activities, preparing cash flow and capital analysis etc.
CREDIT ANALYST
€40K-€60K + bonus & benefits | Dublin
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Our Client, a boutique Wealth Manager, is looking to recruit a Compliance Monitoring Officer to join their team with a primary focus on maintaining and driving the completion of the Compliance Monitoring Programme and managing various day to day business queries. Reporting to the Head of Co
Compliance Monitoring Officer
£50K - £60K + Benefits & Bonus | West End
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Our client, a leading independent Wealth Management company, are looking to hire a Compliance Associate to provide. In an interesting & varied role the main duties are; • Maintain records of the Wealth Planning Training and Competence Scheme • M
PWM Compliance Associate – QA and T&C Experience within Financial Planning required
£30K to £35K + Benefits + Bonus | Sheffield
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Our client, a leading independent Wealth Management company, are looking to hire a Compliance Associate to provide support. In an interesting & varied role the main duties are; • Maintain records of the Wealth Planning Training and Competence Scheme &bull
PWM Compliance Associate – QA and T&C Experience within Financial Planning required
£40K to £45K + Benefits + Bonus | City
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Our client, a leading independent Wealth Management company are looking to hire a Compliance Manager. In an interesting & varied role the main duties are; • Maintain and oversee an effective Wealth Planning Training and Competence Scheme including CPD and SPS fo
PWM Compliance Manager – QA and T&C Experience within Financial Planning required
£65K to £75K + Benefits + Bonus | City
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Our client, a leading investment manager and part of a larger global banking Group, is looking to recruit a Compliance Associate. Reporting to the Deputy Head of Compliance, you will assist with enhancing the compliance oversight framework and funds governance and duties will include; &
Compliance Associate – Funds Compliance experience required
£55K - £65K + Benefits | Central London