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Job Specification

Compliance Associate – Two Year Financial Services or Healthcare/Pharma Compliance Experience Required

£40K - £45K + Great Benefits & Share Options | Kensington/Knightsbridge
Ref: 3666R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our Client, an exciting tech firm, is looking for a Compliance Associate to provide professional and administrative support to the maintenance and development of a range of governance policies and processes. Reporting to the Director of Compliance & Risk, duties will include:

• Create, review and roll our policies and procedures for monitoring compliance guidelines
• Gather internal information in response to regulatory requests, evidences and requirements
• Maintain and manage files and databases of all records relating to compliance, incidents and risk
• Manage Information Governance, GDPR, Information Security awareness training content and delivery
• Collaboratively working with People team in monitoring attendance and effectiveness on these awareness trainings
• Collaborate with project managers & owners in creating projects that are compliance by design
• Contribute to robust and effective compliance controls within the organization to create a culture of compliance

You should have at least two years in Financial Service or Healthcare/Pharma compliance with a good understand of processes including auditing or monitoring of such

This is a fantastic opportunity to join one of the UKs most exciting and well backed start-ups which was set-up to make a tangible difference.  Working in modern offices the staff all enjoy added benefits of free breakfast, yoga, healthy snacks, social gatherings/events as well as break out rooms with table tennis and videogame competitions.

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