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Job Specification


£ 50000 - £ 70000 | London
Ref: 3952G

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our client, a growing International Compliance Consulting Firm, are looking to hire a compliance consultant to join their Compliance Hosting business, a FCA regulated firm that hosts external companies (‘Appointed Representatives’) seeking to perform regulated activities in the UK. Reporting to the MD of the Hosting business, responsibilities include:

Primary compliance resource for a number of Appointed Representatives on the Hosting platform
Leading monitoring reviews of Appointed Representatives, both on-site and remotely
Implementation and oversight of Appointed Representatives in accordance with the compliance programme and policies as applicable
Assisting with background screening checks as necessary and liaising with the FCA
Provision of compliance training, both on-site and remotely
Providing compliance advice to Appointed Representatives and support to senior managers where required.
Review and approval of financial promotion materials
Updating Appointed Representatives on regulatory change and how it impacts their business

The successful candidate will have at least 4 years Asset Mgt compliance experience gained either with another compliance consultancy, a similar AR hosting platform, law firm, an in-houseCompliance team in a buy side firm (including asset management, hedge funds, private equity, real estate or other alternatives) or a regulator. While a good understanding of the FCA Handbook is required as important are good interpersonal and communication skills.

This is an exceptional opportunity to join a highly regarded growing Compliance Consultancy in a role where you will work autonomously but as part of a collegiate and extremely technically competent team.  Promotional opportunities are extensive for those that regularly bring their A game and want to develop and grow their compliance knowledge and career.

Please note, my client has also highlighted that this role (unlike other consulting roles) does not have sales targets as they have separate sales and marketing team.

If you believe you have the required experience and above average interpersonal skills required by our client, please send your details to Gary Collins in the first instance (Including a contact number & email) however please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).


Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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