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COMPLIANCE & RISK OFFICER - ACCOUNTANCY/LAW FIRM IN-HOUSE COMPLIANCE OR FCA REGULATED PA DEALING EXPERIENCE REQUIRED

£Market Rate + Excellent Benefits (inc relocation) | Isle of Man
Ref: 3833D

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

Our Client, a leading professional service firm, is seeking a Compliance & Risk Officer to ensure that all staff are current & new staff are compliant with the firms' policies with regard to personal shareholding & dealing (and other ethics & independence requirements) across their offshore offices. Duties will include;   

  • Carry out and monitor all related administration related to new starters, leavers and current employees.  
  • Assist with preparation, delivery and monitoring of training for new and current employees. 
  • Understand the necessity of the firm to comply with global risk management and ethics & independence requirements.  
  • Assist the Senior Manager and other team members in the day-to-day running of the department. 

You should have at least two years' experience in an internal compliance team for professional services (accountancy or legal/fiduciary services) or else come from a PA Dealing background in an FCA regulated firm now looking to move into professional services in a more varied role. 

NB We have recently returned from the Island and can confirm that it a very pleasant & safe location with the lowest crime rate in the UK, minimal commuting times, stunning scenery with lots of outdoors & marine based sports and excellent schools & public transport systems. Nonetheless it also has a lively nightlife with over 40 pubs in Douglas itself, plenty of nice restaurants overlooking the Marina or Seafront and both a theatre & cinema (or easy drive to airport and one hour flights to London – whilst the firm offers flexible working so long weekends away possible) 

There is also a low income tax regime and provided you have UK working rights (please only apply if you have), minimal wait for local work sponsorship.  

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including a contact no) however please note due to COVID-19 we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).  

PS If you have other UK experience in Compliance and/or Financial Crime and are also interested in relocation to Douglas, please also send through your details as other clients there may be interested too 

 

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. 

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