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Job Specification

Junior Compliance Consultant – Generalist Financial Services Compliance Experience Required

£25K - £35K+ Bonus + Benefits | North West London
Ref: 3735G

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our Client, a small friendly Compliance Consultancy, is looking for Junior Compliance Consultant to assist with client compliance assignments, duties will include;


·      Onsight Compliance Monitoring

·      With senior consultant review of policies and procedures 

·      Maintenance of client compliance registers

·      Maintenance of client training registers 

·      Assist with writing periodic compliance reports

·      Other general compliance duties as required. 


You must be of graduate calibre and have gained at least 1 year in a similar generalist compliance role.  While you will have a developing knowledge of the FSA rules, more important will be your drive and attitude to learning and getting the job done.


NB My client’s offices are based in Barnett (North West London) and you must therefore be able to easily commute to these as well as be willing to travel to client offices in Central London.


To be considered for this role, please send your CV in the first instance to


Please note that due to reduced support staff as a result of COVID 19 restrictions – we are unable to respond to all applicants.


Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 


The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. 

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