Search Jobs

Job Specification

PART TIME (1 DAY PW) HEAD OF COMPLIANCE & MLRO – SENIOR MTB/PAYMENT SERVICES EXP REQUIRED

£120K Pro Rata | London
Ref: 3730D

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

We are exclusively recruiting for a newly established firm currently going through FCA authorisation looking for their first Head of Compliance & MLRO. Working initially with a compliance consultancy, duties will include;

·      Hold the SMF 16 & 17

·      Assist the Consultants in setting up all relevant procedures

·      Ensure these are all fully documented 

·      Advise Management on all issues 

·      All liaison with the Regulators & relevant authorities post authorisation 

 

You should be able and experienced enough to be approved to hold the SMFs (whether or not held before) with high level Compliance & Financial Crime experience from a specialist Money Transfer Business or Payments Services firm and still able to roll your sleeves up whether improving control procedures, carrying out monitoring etc  

 

NB The renumeration is pro rata i.e. £24K per annum for approximately one day per week, however  some weeks may be no work required and others more than one day (although if so, some work could be done at the weekend etc) hence you need to be very flexible. Interviews now and role likely to start September (subject to FCA Authorisation)  

 

If interested, please send your details to our MD,  David Symes FCA at david@compliancerecruitment.com                

Hot Jobs