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Job Specification

PART TIME COMPLIANCE MANAGER – FINANCIAL SERVICES ISO 27001 AUDIT & CERTIFICATION EXPERIENCE REQUIRED - WFH

£45K - £55K (prorated) + Bonus & Benefits | London
Ref: 3802R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent

 
 

This is an exciting opportunity to join a dynamic fintech at an early stage of their growth and be part of defining and growing your own role within the Compliance function. Although part time at present the role may grow into a fulltime position in time if desired. Duties will include: 

  • Look after resources needed for an ISO Audit 
  • Schedule, prepare people and resources for annual certifications – ISO, Cyber Essentials Plus, FCA Audit 
  • Lead internal ISO audits and monitor remediation measures and ISO requirements and non-conformities 
  • Carry out any FCA Monitoring Reviews including required remediation 

You should have experience of attaining and renewing Information Security certifications such as CyberEssentials and ISO27001 including carrying out relevant ISO audits, from a regulated financial services company. In addition, you should have experience of auditing/monitoring FCA requirements or be prepared to pick this area up quickly. NB this role is for two or three days a week.  

For more information about this role please send your details to David Crook at dcrook@compliancerecruitment.com (including a contact no) however please note due to COVID-19 we cannot reply to all applications so only successful applications will be contacted (although under no circumstance are your details ever passed on without your specific permission). 

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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