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Job Specification

Risk and Compliance Manager – Law Firm Compliance (including SRA knowledge) Experience Required

£50K - £ 60K + Benefits + Bonus | Nottingham plus UK travel
Ref: 3679R2

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Internal Audit & Information Security / Permanent


Our client, a national law firm, is looking for a Risk and Compliance Manager to work alongside the Head of Risk and Compliance. Duties include:

• Manage the firm’s risk and incident registers
• Assist in specific investigations as appropriate
• Prepare regular reports of all trends and issues and coordinate the file review process
• Assist in the review of the compliance policies and procedures and the management of the firm’s quality accreditations (Lexcel, ISO27001 and CQS)
• Undertaking audits particularly to support ISO27001 accreditation
• Monitoring and considering the impact of regulatory and legislative changes to identify gaps in the firm’s compliance knowledge and being proactive to address those gaps
• Providing input into business and strategic decisions from a compliance perspective, including providing support for tender applications

The ideal candidate will also have previous experience of managing risk and compliance processes
within a legal environment with a detailed knowledge of the SRA, the regulatory framework and associated rules & legislation.

For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at


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