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Job Specification

Senior Compliance Officer – Previous Relevant Experience Within Banking Required

£60K - £80K + Generous Benefits and Bonus | City
Ref: 3665R

UK & Ireland / Compliance (inc Conduct Risk/COBS) / Permanent


Our client, a leading Private bank, is looking to recruit a Senior Compliance Officer. Duties will include:

• Aid and support the Deputy Head of Compliance in ensuring that the regular programme of compliance monitoring reviews are conducted in a timely and efficient manner
• Review and assess the quality and standards of compliance within the business from a regulatory perspective
• Monitor and review the implementation of recommendations that have been agreed with the business
• Assess the relevance of new regulation in respect of the bank’s business model
• Assist in the dissemination of summary and impact analysis to the business
• Act as the Compliance SME on delegated regulatory projects and BAU implementation
• Ensure that agreed implementation approach and delivery of PRA and FCA requirements is appropriate for the bank
• Conduct regulatory analysis as directed, to include control evaluation and report writing
• Provide ad-hoc advisory support to the business in relation to regulatory requirements
• Assist with the production of reports and MI for committees and key stakeholder
• Assist with the documentation, implementation and streamlining of procedures and processes in the department and bank-wide

You should have previous experience of compliance, from the banking sector including some experience of both monitoring & regulatory analysis.  Any experience of private banking useful but more importantly are strong communication skills able to deal with colleagues at all levels.

For further information or a confidential no obligation discussion, please feel free to call David Crook on 020 7330 6963 or send your details to him at  



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