UK & Ireland
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Our Client, a boutique Wealth Manager, is looking to recruit a Compliance Monitoring Officer to join their team with a primary focus on maintaining and driving the completion of the Compliance Monitoring Programme and managing various day to day business queries. Reporting to the Head of Co
Compliance Monitoring Officer
£50K - £60K + Benefits & Bonus | West End
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Our client, a niche Asset Management firm, is seeking a new hire to their team for a newly created role to assist in Controls & Risk evaluation. You should be fluent in English and Spanish and have between two and five years experience in Audit (External or Internal) or Compliance i
RISK & CONTROLS ANALYST – AUDIT OR COMPLIANCE EXPERIENCE REQUIRED
€25K - €30K + Benefits | Madrid
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Our client, a leading financial services firm, is looking to recruit a Compliance Officer to join their compliance team. Duties will include; • Ensure the roll out of the centrally driven Compliance plan across all business units • Maintain a strong presence i
Compliance Officer – Insurance (Audit, Complaints, Compliance or Risk) Experience Required
£50K - £55K + Benefits + Bonus (including flexible working) | Surrey
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Our Client, a leading international bank, is looking to recruit a Head of Compliance & MLRO for its London Branch to be responsible for the maintenance of the bank’s integrity and its reputation in the UK regulatory environment. Managing a small team, responsibilities will include:
Exclusive: Head of Compliance & MLRO – Banking Compliance Experience (including Trade Finance) Required
£85K - £100K + Bonus & Benefits | City
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Our Client, a growing international financial services organisation, is looking to appoint a Legal Counsel to oversee all UK Legal matters for their expanding business. Reporting to the Global Head of Legal & Compliance, you will be responsible for a broad range of legal issues including Corp
UK Legal Counsel – Qualified Lawyer with Financial Services Exposure Required
£60K - £70K + bonus & benefits | Hendon (NW London)
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Our client, a leading independent Wealth Management company, are looking to hire a Compliance Associate to provide. In an interesting & varied role the main duties are; • Maintain records of the Wealth Planning Training and Competence Scheme • M
PWM Compliance Associate – QA and T&C Experience within Financial Planning required
£30K to £35K + Benefits + Bonus | Sheffield
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Our client, a leading independent Wealth Management company, are looking to hire a Compliance Associate to provide support. In an interesting & varied role the main duties are; • Maintain records of the Wealth Planning Training and Competence Scheme &bull
PWM Compliance Associate – QA and T&C Experience within Financial Planning required
£40K to £45K + Benefits + Bonus | City
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Our client, a leading independent Wealth Management company are looking to hire a Compliance Manager. In an interesting & varied role the main duties are; • Maintain and oversee an effective Wealth Planning Training and Competence Scheme including CPD and SPS fo
PWM Compliance Manager – QA and T&C Experience within Financial Planning required
£65K to £75K + Benefits + Bonus | City
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We are exclusively recruiting for our client, a UK Commercial Bank, looking to appoint a new MLRO. As the registered SMF 17 you will be tasked with assisting the leadership team by taking responsibility for the bank’s AML related policies, systems and controls and ensuring that all necessar
MLRO - Commercial Banking Experience Required
£150K - £170K plus bonus & benefits | SW London/Surrey
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Our client seeks short term help with processing Data Privacy needs. You should have good attention to detail & ability to concentrate and some previous administration experience, even on a voluntary basis. Great opportunity to get some work experience in the Compliance, DP & Governance s
3 MONTH DATA PRIVACY & COMPLIANCE ADMINISTRATOR – SOME ADMINISTRATION EXPERIENCE NEEDED
£20K-£22K Pro Rata | LUTON