UK & Ireland
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Our client, a niche Fund Management firm has developed a new business area acting as a portfolio manager managing external client funds (“client investment activities”). As a member of the legal and compliance team you will apply your financial services regulatory compliance experienc
EXCLUSIVE: 12 MONTH COMPLIANCE PROJECT - FUND MANAGEMENT COMPLIANCE (INC PROCEDURAL DESIGN) EXP REQUIRED
£70K + Benefits (inc Pension etc) | CITY + WFH (25/75)
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We are exclusively recruiting for a small financial service organization, dual regulated under the Prudential Regulation Authority and the Financial Conduct Authority as an insurance company and with very few staff & relatively few clients. After a growth in Assets, it now wis
3 OR 4 DAYS PW HEAD OF COMPLIANCE & AML - RETAIL INSURANCE EXPERIENCE WITH FCA & PRA KNOWLEDGE REQUIRED
£60K + Bonus & Benefits | Kent
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We are recruiting for a leading bank looking for an AML & CDD Subject Matter Expert to manage the CDD Business As Usual team. Duties will include; Manage & mentor a large team Address all detailed queries both from the Bank as well as t
HEAD OF CDD BAU - STAFF MANAGEMENT WITH AML EXPERIENCE REQUIRED
€80-€100K + Benefits | Madrid
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Our client, an expanding & interesting Private Equity firm, is looking to recruit their first full time Assistant to the experienced Head of Compliance. In an interesting & varied role, duties will include; Manage the day-to-day Compliance Monitoring Programme
PRIVATE EQUITY COMPLIANCE - LAW GRADUATE WITH FINANCIAL SERVICES COMPLIANCE OR PARALEGAL EXPERIENCE REQUIRED
£50K + Benefits | City & WFH (50/50)
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Our client, a leading International Banking Group, is looking to recruit a new Assistant Vice President to its team. Duties will include; Reviewing and analyzing surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting
AVP TRADE SURVEILLANCE - PREVIOUS WHOLESALE MARKETS SURVEILLANCE EXPERIENCE & GOOD PRODUCT KNOWLEDGE REQUIRED
£ Market Rate + Bonus & Good Benefits | City
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Our client, a niche compliance & management consultancy, is looking for a payment expert. Duties will include; Assisting on new Authorisations in the EM & PS sectors Designing workable & compliant procedures for newly authorising clients in the
COMPLIANCE CONSULTANT - ELECTRONIC MONEY OR PAYMENTS SERVICES REGULATIONS EXPERIENCE REQUIRED
£45K - £65K + Benefits & Bonus | Home Based with Client Visits (London Area)
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Our client, a niche financial services group, seeks a Compliance Monitoring specialist from any regulated Financial Services sector, now willing to learn Data Privacy requirements. Duties will include; Help develop and maintain a Compliance Plan that facilitates the
COMPLIANCE & DATA PRIVACY - COMP MONITORING EXPERIENCE (ANY FIN SERVICES SECTOR) REQUIRED
£40K + Bonus & Benefits | Home Based
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Our client, a niche financial services group, seeks a Data Privacy expert. Duties will include; Play a key role in fostering a data protection culture within the organisation and helping implement essential elements of the GDPR such as the principles of data processi
DATA PRIVACY MANAGER (1 YEAR CONTRACT WORKING FROM HOME)
£45K + Bonus & Benefits | Home Based (England)
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Our client, an international payment services company, are seeking a local Head of Compliance & MLRO for their newly authorised Spanish branch. Reporting to the UK based Head of Compliance & Group MLRO, duties will include; Assisting in setting up required local pr
HEAD OF COMPLIANCE & MLRO - SPANISH PAYMENT SERVICES EXPERIENCE REQUIRED
€42K-€45K + Bonus & Benefits | Madrid