Within Financial Services Compliance specific areas and functions include Conduct of Business or Conduct Risk, Monitoring & Surveillance, Compliance Advisory/Policy/Technical, Financial Promotions, Client Money/Assets (CASS), Complaints, Registration and Training & Competence, Prudential & Regulatory Returns
Broader than FS (but still applicable to FS) would include Corporate Governance & Ethics, Data Privacy & Protection and Risk generally
Our client, the London branch of an overseas banking group are looking to hire a Senior Compliance Analyst to directly support the Head of Compliance. In this interesting & varied role, duties include;
• Assist in managing the Compliance Monitori
£45K - £55K & Benefits | City
Our client, a leading investment management firm are looking for a Compliance Manager to assist the Compliance Officer execute the compliance programme for the funds business. Duties will include:
• Deal with technical queries from the business
£70K - £80K + Bonus & Benefits (including some flexible working) | City
Our client, a leading Financial Services group are looking to hire a Compliance Monitoring Manager in a newly created role.
• Develop and maintain the compliance monitoring plan, ensuring timely delivery of monitoring activities whilst adhering to re
£40K - £50K & Benefits | Birmingham
Our Client, the London branch of an overseas banking group, requires a contractor to;
• Help scope out the MiFID 2 project
• Assist in designing the procedures
• Assist in implementing such
£350 - £500 per day | City
Our Client, a growing new bank based in central Birmingham is looking for an internal audit manager to scope, plan and complete, risk-based internal audits across the bank in accordance with the Internal Audit Plan.
• Deputise for the Head of Interna
£60K - £75K + Generous Benefits | Birmingham
We are exclusively recruiting for our client, a leading E-Money firm, looking to recruit a Head of AML & Compliance. Reporting to the CEO and managing a small team, duties will include;
• SARS and on line reporting.
• Compliance Monitor
£50K – £60K + Benefits | West London
Our client, a leading currency trading firm, is looking to recruit a Deputy MLRO. Helping manage the team, duties will include;
• SARS and on line reporting.
• Compliance Monitoring.
• Oversee onboarding of new customers an
£35K – £40K + Benefits | City
We are recruiting for a leading Wealth Management firm, looking for a Client Due Diligence & KYC analyst to join their Jersey team. Reporting to the local Compliance officer, duties will include:
• Review and process a wide range of due dil
£35K - £40K + Bonus + Benefits | Jersey
We are exclusively recruiting for our Client, a highly respected and diverse banking group headquartered in London, looking for a General Counsel to take responsibility for all legal matters across the business including Corporate, Institutional and Private Banking. As a key member of the
£200K - £250K + Bonus + Bens | City
Our Client, a leading Financial Advice/Wealth Management Company, is looking for a compliance review manager to join their compliance team. Overseeing an outsourced team reviewing current or recently completed cases, duties will include;
• Assess the adequa
£40K- £45K + Generous Benefits | City of London or Surrey